CatDept 101: Cataloging Workflow for English and Western European Monographs

The Materials Management Unit (MMU) is the beginning point of the cataloging supply chain and Marking is the end. MMU captures and sorts material into multiple workflow categories, differentiated by language, material type and/or type of cataloging requested.

I. Material Comes to MMU from:
• Bindery/BPD
• WorldCat Cataloging Partners (WCP) (formerly PromptCat)
• Mail (e.g., from subject libraries)
• Materials Receiving Unit (MRU)
• Gifts and Exchange
• Serials Check-in
• Documents
• South/Southeast Asian Library

III. Material that has already been cataloged (e.g. shelf ready WCP materials from Yankee) are routed to the appropriate shelving location (i.e. Subject Specialty Library or Main).

IV. Material that needs cataloging is placed in the workflow described below. Every 2 weeks MMU moves material to the next phase of the workflow. At the point an item is cataloged, it drops out of the workflow and is sent to Binding (if needed), next to Marking and then on to its shelving location.

  • Weeks 1-2: Material coming into the department is “captured” by MMU on trucks. Main material is separated by language. Subject Specialty Library material is kept on separate trucks
  • Weeks 3-4: First Search students copy catalog material they can off the trucks collected in Weeks 1-2 Material that needs higher-level work is subsequently sorted based on whether it next moves to Copy Cataloging (e.g., added copies, item needs classification) or to Original Cataloging (e.g., subject headings need to be created)
  • Weeks 5-6: Copy and Original Cataloging works on the materials provided to them from the previous two weeks
  • Weeks 7-8: Copy Cataloging gets materials that the Original Catalogers could not get to in weeks 5-6
  • Weeks 9-10: Main books not cataloged by the Copy Catalogers in weeks 7-8 have Level 3 IP (In-Process) records created for them. We have not yet had to implement this phase, but will if/when it is needed.

Statistics are recorded through out the process for material captured, material remaining at each point and material moved from point to point.

Armanda Barone

May 17, 2010


Jane Rosario will be our new TSC Representatives to WAG

I am pleased to announce that Jane Rosario of the Catalog Department will be our new Technical Services Council (TSC) Representatives to the Web Advisory Group (WAG).

Jane will replace Steve LaFollette who’s term is over at the end of June.  I’d like to thank Steve for his service and Jane for taking on this important role.  If you have thoughts about how technical service function impact OskiCat, please share them with Jane.  She will be attending both WAG and TSC meetings to ensure good communications between these group.

Best regards, Bernie Hurley (5/25/10)


CatDept 101: Analytics Cataloging (Part I: Monographic Series)

CatDept 101: Analytics Cataloging (Part I: Monographic Series)

AACR2 defines a monographic series as “a group of separate items related to one another by the fact that each item bears, in addition to its own title proper, a collective title applying to the group as a whole.” There are basically two ways to handle a monographic series:

1) Monographic series classified together:

Here, the collective title is the name of the series. The series would be represented in OskiCat by a “set record” and would have a Millennium item record for each monograph issued in the series. The items would share the same call number so they would be shelved together, but each item call number would have something appended to the end to identify it uniquely (e.g., v.1, v.2…)

In addition to the set record, some, all, or none of the monographs in the series may be “analyzed.” This means there is a separate bibliographic record for each volume in the series. These separate records are called “analytics.” Each analyzed monograph has the title of that monograph, appropriate subject headings, series title, etc. In Millennium the item record for the analytic and the item record for that volume in the set record are one and the same. An advantage of this sharing is that when the item is checked-out, patrons will see this whether they are looking at the set record or the analytic record display.

For example, from the OskiCat Quick Search screen, using “Title begins with,” search the title: Traditional dwellings and settlements working paper series. Doing so will retrieve 198 records, the first of which is the set record, and all others, are individual analytic records for each monograph in the series held by the Library.

For those interested, Analytic cataloging procedures for monographic series can be found at:
http://sunsite3.berkeley.edu/wikis/TechServices/index.php?n=Main.EverythingAZ?action=download&upname=MonographicSeriesAnalyticProcedures.pdf

2) Monographic series classified separately:

In this case, there is no set record. Instead, each monograph in the series gets its own bibliographic record. Each monograph in the series is classified separately according to the subject of that monograph. So while these volumes are not shelved together, each record does include a series title added entry that would group these together with a search on the series title.

Note, in some cases, despite being cataloged and classified separately, the Library may hold a subscription to the series. In this case, there may be a set record used for acquisition and receiving of each volume in the series. These “Call # varies–Standing order” records are not intended for public view.

Armanda Barone
July 7, 2010

 


Simplified Holdings for Active Serials in Doe Locations

To:  All Staff who Interpret or Maintain Serial Holdings Statements for Locations in Doe Library            

 

What: 

Effective immediately, as approved by the Doe-Moffitt Advisory Group, Doe Library locations will begin using simplified holdings statements for active serials.  Library locations affected by this change are: MAIN, GREF, DREF, SSEA, AH/C, MORR, GRDS, NEWS, and MOFF.  However, some of these locations may have, to varying extents, already implemented some aspects of simplified holdings (e.g. NEWS, SSEA, AH/C).  

 

Why:

Maintaining holdings statements for active serials is a staff intensive effort. Most Subject Specialty Libraries have used a simplified form for many years, while most all Doe Library locations have continued using enhanced standards. In addition to freeing staff time, the move to simplified holdings will result in a more uniform pattern of holdings across most all campus libraries.

 

In Millennium the ability to easily view the check-in card and item records make it unnecessary for certain types of information to be duplicated in the summary holdings statement. Without adequate staffing to sustain the current level of maintenance, holdings statements at the enhanced level would become inaccurate and misleading over time.  

     

Comments:

Although the Doe Moffitt Advisory Group has approved this change, if you should have comments, please send them to Lisa Rowlison de Ortiz, Head of Serials Cataloging by Friday, June 25th, 2010.

 

Examples:

BEFORE:

Location

Main (Gardner) Stacks 

Call No.

H96 .J675

Library Has

BOUND 2(2008)-4(2009)-

Latest Received:

2009 v.4

AFTER:

Location

Main (Gardner) Stacks 

Call No.

H96 .J675

Library Has

2(2008)-

Latest Received:

2009 v.4

 

 

BEFORE:

Location

Main (Gardner) Stacks 

Call No.

JF1525.A8 J68

Library Has

BOUND 4(2007)-5(2008)-

Latest Received:

July-December 2009 v.6 no.3-4

Shelved

Unbound issues in Current Periodicals, Heyns Reading Room. Library use only.

AFTER:

Location

Main (Gardner) Stacks 

Call No.

JF1525.A8 J68

Library Has

4(2007)-

Latest Received:

July-December 2009 v.6 no.3-4

Shelved

Unbound issues in Current Periodicals, Heyns Reading Room. Library use only.

 

 

BEFORE:

Location

Main (Gardner) Stacks 

Call No.

L901 .P46

Library Has

BOUND 1977-1999, 2002(36)-2009(43)-

Latest Received:

v.2010 no.1/6

Shelved

Latest year 2010(44) in Doe Reference

 

Some volumes stored off campus; see NRLF holdings below

AFTER:    

Location

Main (Gardner) Stacks 

Call No.

L901 .P46

Library Has

1977-1999, 2002(36)-     

Latest Received:

v.2010 no.1/6

Shelved

Latest year in Doe Reference

 

Some volumes stored off campus; see NRLF holdings below

 

 

 

 L. Rowlison de Ortiz

June 9, 2010


Two SCP Milestones Reached

I am pleased to announce that all the back-files for the SCP Monographs have been loaded into Millennium. We are currently up to date and will promptly load ongoing weekly monograph files as they arrive from SCP.

The SCP Serials Recon Load has also been completed. This includes SCP serial records through July, 2009.

We are currently programming and testing the SCP Serials Ongoing Load program and plan to start loading these back-files in the near future. More information on this last step in the SCP load process will be provided, once we have firmer dates.

Best, Bernie
June 22, 2010

 


CatDept 101: Shared Cataloging Program (SCP)

CatDept 101: Shared Cataloging Program (SCP)

 

The Shared Cataloging Program (SCP) provides catalog records for materials licensed via the CDL (i.e., Tier 1 and certain Tier 2s) and designated open access electronic resources.

  • Tier 1 materials are licensed for all 10 campuses (or 9 campuses if the content is non-medical and UCSF is excluded)
  • Tier 2 materials are licensed by two to nine campuses.   If there are four or more campuses participating, CDL will assist with the licensing and SCP will provide catalog records.

 

Established in January 2000, the program is based at UC San Diego where catalogers create records for these titles and distribute them system-wide. SCP is managed by the California Digital Library (CDL) and takes its general priorities for what content to catalog from the Joint Steering Committee for Shared Collections (JSC), in consultation with the Collection Development Committee (CDC). The SCP Advisory Committee advises SCP on cataloging policy and procedures and coordinates SCP activities with the Heads of Technical Services (HOTS). Lisa Rowlison de Ortiz is the UCB rep to the SCP Advisory Committee.

 

SCP cataloging priorities:

 

  • Licensed databases are given first priority, because a single record describes and links to a large amount of information.
  • Newly licensed journal packages are prioritized next, because journals contain large amounts of information from multiple contributors and because the currency of the content is critical in many disciplines.
  • Newly licensed monographic packages fall next in priority.  Packages with MARC record sets are prioritized before those without, and packages with particularly good records (requiring less work) may move ahead of others that will be more time-consuming.
  • Open access (free) materials receive the lowest priority

 

Local Processing of SCP Files:

 

In fiscal year 2009/10, we received 39,967 SCP records, of which, 29,343 were monographs and 10,624 were serials, or approximately 750 titles per week. Records that are new or updated are automatically added or replaced (overlaid) in OskiCat. For titles that are no longer part of Tier 1 or Tier 2 purchases, SCP sends the record for deletion. UCB catalogers must manually review and delete these records from OskiCat. 

 

Armanda Barone

Catalog Department

7/20/10


The SCP Load Projects are Complete (Hallelujah!)

In our last Catalog Department blog, we presented an overview of the Shared Cataloging Program (SCP).

I am please to announce that OskiCat is now up to date with respect to all SCP record loads, both serial and monograph.

 The final step in the SCP project, just completed, was to load the backlog of “ongoing” SCP serials into OskiCat. The SCP record loading project was extremely complicated and included a large number of people who went though multiple iterations of spec writing, review, programming and test record loads.

I am extremely grateful to all the people who worked on this project. Our thanks go out to Lynne Grigsby, Dana Jemison, Eileen Pinto, Alvin Pollock, Tom Raftery, Jackie Silva, Charis Takaro, David Zuckerman, Serials Cataloging and the Catalog Management Group, especially Lisa Rowlison de Ortiz.

Bernie Hurley
7/20/10 

 


Catalog Record Help Desk – Internal Pilot (and strange email messages)

A top priority for the Catalog Department is to fix high-priority record problems that are reported to us.

The Library hiring freeze decimated our Data Control Unit that formerly addressed problem record reports. Our response is to design and implement a new process that will allow Library staff to submit record problems via a form that will feed into the Footprints ticket system. These tickets will then be distributed to an appropriate cataloger for resolution.

I am pleased to announce that the Department will be starting an “internal pilot” to use the Footprints system to enter and track record problems. During the pilot, tickets from the DCU backlog will be entered into Footprints where Michael Meacham, the project “triage” person, will determine who will be assigned the ticket.

The tickets worked on during the internal pilot are real problems reported to us. A feature of the new process is that the person who submitted the ticket will be automatically alerted when the ticket is closed (i.e., the problem is fixed).

Don’t be surprised if you receive an email from our new system that reports that a problem you’ve submitted by some other means has been closed. These emails will be from the Catalog Record Helpdesk whose address is recmaint@ucblibrary3.berkeley.edu.

Please do NOT send new maintenance requests to this address. While the internal pilot is being conducted. maintenance requests may continue to be submitted via the DCU webform at: https://librarypurchasing.wufoo.com/forms/monograph-serial-maintenence-request-form//

Our plan is to run the internal pilot for 3-4 weeks to ensure the “backend” of the system being used inside the Catalog Department works efficiently. It will also give us the opportunity to fully train staff who have not routinely addressed maintenance problems as part of their usual work. A final benefit of the pilot is that it should allow us to work down a substantial portion of the existing maintenance request backlog.

The Records Maintenance Process Design Task Force (RMPDTF) that designed this new system has also created a “communications plan” that will teach you how to submit new tickets once the internal pilot is completed and we go into production. More to come on this topic soon.


Lisa Rowlison de Ortiz appointed as Assistant Head, Catalog Department

Chuck Eckman is leaving Berkeley to become the Dean of Library Services and University Librarian at Simon Fraser University on September 1, 2010. In his July 9th email to allusers, Tom Leonard announced that I would be assuming Chuck’s responsibilities for Collections, Acquisitions and Preservation.

My new assignments will require changes to where and how I spend my time. One of these changes is in the Catalog Department where I will continue as Director. I am pleased to announce that, as of today, Lisa Rowlison de Ortiz has accepted the role of Assistant Department Head. Lisa will oversee daily operations and be the Library’s main point of contact for most Departmental matters.

Lisa, Armanda Barone and Tonette Mendoza will continue to report directly to me. Armanda will continue her System-wide activities while Lisa’s focus will shift toward operations and representing the Department within the Library. Lisa will continue her role as a member of the Next Generation Technical Services Task Group charge to Develop Enterprise-Level Collections Management Services.

While the Catalog Department is under-staffed, it is in a good place with respect to productivity and morale. Our new Departmental priorities and workflows have us doing almost as much work as we did, but with ten fewer people. I would like to thank our Department’s staff for their hard work and openness to change. Special thanks go to Lisa for taking on her new role. I have confidence that our staff, working with Lisa, will continue to serve the Library with their best efforts.

Best, Bernie


Update on the Receipt of Materials in the Catalog Dept.

If you’ve noticed fewer books coming into your library, here’s why.  Due to the requirements of the Millennium upgrade that will take place this Sunday (9/12/10), we have not been able to process materials that come with electronic invoices.  This includes PromptCat, Casalini, Touzot, Coutts, Garcia-Cambeiro and Harrassowitz.  We have had to hold these books for over a week.  After the Millennium upgrade, it will take us a week or two to work through the backlog and return things to normal.

 If there are any questions, please feel free to contact Tonette Mendoza, tmendoza@library.berkeley.edu, 642-9878 or Lupe Ochoa, lochoa@library.berkeley.edu, 642-6139.